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Research Ethics

University of Illinois students, faculty and staff are expected to adhere to the highest ethical standards. Sites selected for the Research Ethics pages are designed to increase understanding and facilitate the discussion of current ethical issues. Any opinions, findings and conclusions or recommendations expressed in the external sites are not those of the Office of the Vice Chancellor for Research and do not necessarily reflect the views of the University of Illinois.

 


Articles

2 Students Arrested for Alleged High Tech Cheating on GRE
http://chronicle.com/free/2002/11/2002112102t.htm
Two Columbia University students were arrested and charged with third-degree burglary and unlawful duplication of computer material after attempting to get an edge on the Graduate Record Examination (GRE). This November 21, 2002 article from The Chronicle of Higher Education discusses the high tech methods the two allegedly used to carry out their scheme and how they got caught.

Academic Integrity
http://ethics.sandiego.edu/Resources/AcademicIntegrity/Index.html
University of San Diego resources, including Lawrence Hinman's presentation, "Virtual Virtue: Academic Integrity and the World Wide Web" can be found at this site. Some of the issues covered include dealing with the development of computing, approaches to academic integrity, plagiarism & honesty, and reshaping the educational process.

Biases in the Interpretation and Use of Research Results
http://ist-socrates.berkeley.edu/~maccoun/MacCoun_AnnualReview98.pdf
Robert J. MacCoun discusses attempts made to use science to study science and the biases that are associated with this type of research. He explores the biases that are common in scientific research, and poses possible solutions to reduce these biases.

The Brain Revolution and Ethics (free registration may be required to access)
http://www.the-scientist.com/yr2002/oct/opin_021028.html
Is it ethically wrong to alter the brain in order to make it function better? Are aspects of the brain revolution that lead to the enhancement of the mind creating more inequity between the haves and the have nots? This article published in the October 28, 2002 issue of The Scientist explores the ethical aspects surrounding brain alterations.

Crossing the Line (must be subscribed to The Chronicle of Higher Education to access)
http://chronicle.com/weekly/v49/i09/09a00801.htm
Is it acceptable for an anthropologist studying heroin use to use Federal grant funds to purchase and use the illegal drug in order to understand his subjects? This article that appeared in the October 25, 2002 issues of The Chronicle of Higher Education examines what happened when Ansley Hamid, a professor at John Jay College of Criminal Justice (NY) was accused of misusing funds and drugs.

The Emperor's New Science: French TV Stars Rock the World of Theoretical Physics (must be subscribed to The Chronicle of Higher Education to access)
http://chronicle.com/weekly/v49/i12/12a01601.htm
Were the 3 articles written by a pair of French twin brothers and published in physics journals merely a string of nonsensical terms that slipped through the cracks of a peer-review process? This November 15, 2002 article from The Chronicle of Higher Education discusses the research being conducted by Igor and Grichka Bogdanov, and provides arguments as to whether they are involved in a hoax or just non-mainstream, eclectic research that is new to the field.

Ethical Issues in Physics Workshop
http://www.physics.emich.edu/mthomsen/ethtaboc.htm
Papers presented on scientific ethics at the Ethical Issues in Physics Workshop can be found at this site. Examples of the types of subjects covered at the workshop include the following two papers.

  • Ethical Problems and Dilemmas in the Interaction between Science and Media
    http://www.physics.emich.edu/mthomsen/resn2.htm
    David Resnik, Department of Philosophy and The Center for the Advancement of Ethics at the University of Wyoming discusses interactions scientists have with the media and offers some suggestions for solving ethical dilemmas that may arise from these dealings.
  • Philosophical Foundations of Scientific Ethics
    http://www.physics.emich.edu/mthomsen/resn1.htm
    "Philosophical Foundations of Scientific Ethics" is another paper David Resnick presented at the Ethical Issues in Physics Workshop. Resnick discusses the concepts of scientific ethics and suggests that internal concerns and the norms of society guide scientific ethics.
  • Research vs. Teaching: An Ethical Dilemma for the Academic Physicist
    http://www.physics.emich.edu/mthomsen/sape.htm
    Alvin M. Saperstein, Department of Physics & Center for Peace and Conflict Studies at Wayne State University, discusses a growing concern with the process of teaching rather than the subject matter being taught. He suggests that some faculty are not really concerned with what students are learning and discusses some of the ethical issues that surround this concern.

The Ethics of Collecting and Processing Data and Publishing Results of Scientific Research
http://www.unmc.edu/ethics/data/data_int.htm
Cases of scientific fraud have been making the headlines recently, and these incidents have a detrimental effect on public attitudes toward science and scientific funding. Michael D. Mann, PhD in the Department of Physiology & Biophysics at the University of Nebraska Medical Center discusses unethical behavior in science and stresses the importance of teaching students about proper conduct while they are students. Mann also provides links to the following resources:

The Ethics of Scientific Research--A Guidebook for Course Development
http://www.dartmouth.edu/artsci/ethics-inst/Stern_Elliott.pdf
Judy Stern and Deni Elliott at the Institute for the Study of Applied and Professional Ethics at Dartmouth College believe that sometimes even the best intentions can lead to unethical decisions. This guidebook is designed to provide an outline to those who are trying to integrate ethics into their curriculum. The program Stern and Elliott propose is intended to provide students with the skills needed to see ethical dilemmas from a new viewpoint.

Ethics, Preferred Practices and the Professoriate
http://de.comdis.wisc.edu/users/mchial/Chial/InstDevSite/ethics.htm
Michael Chial, Professor of Communicative Disorders at the University of Wisconsin-Madison outlines ethical principles faculty should uphold in dealing with undergraduate and graduate students.

Flirting with Fraud--Millikan, Mendel and the Fringes of Integrity
http://www1.umn.edu/ships/updates/fraud.htm
Is fraud a tool of genius? This essay discusses fraud cases that have popped up in science recently and takes a look at Robert Millikan, who won a Nobel Prize in 1923 for an oil-drop experiment.

For Fear of a Cognitive Divide (free registration may be required to access)
http://www.the-scientist.com/yr2002/oct/research1_021028.html
Ethical dilemmas surround the use of cognitive enhancers for persons who have not been diagnosed with any physical ailments. Ethicists are debating whether or not the perceived benefits outweigh the risks associated with some of these drugs. Various groups, like the U. S. military, are very interested in utilizing such drugs, and this October 28, 2002 article from The Scientist explores the ethical aspects associated with the use and misuse of cognitive enhancers.

David Goodstein
David Goodstein is a Vice Provost and professor of physics and applied physics at California Institute of Technology. His home page can be located at http://www.its.caltech.edu/~dg/.

  • The Big Crunch
    http://www.its.caltech.edu/%7Edg/crunch_art.html
    American science education and the historical juncture it is at right now is the topic discussed by Goodstein in this article. He suggests that the crises that face science are not just about jobs and research funding, but about honesty and ethical behavior among scientists.

    Previous versions of this article have been published as "Scientific PhD Problems", American Scholar, vol. 62, no. 2, spring 1993, and "Scientific Elites and Scientific Illiterates", Ethics, Values and the Promise of Science, Forum Proceedings, Sigma Xi, The Science Research Society, February 25-26, 1993, pg. 61, and Engineering and Science Spring 1993, vol. 56, no. 3, pg. 22.

  • Conduct and Misconduct in Science
    http://www.its.caltech.edu/%7Edg/conduct_art.html
    This article by Goodstein takes a look at the motives surrounding scientific fraud, and proposes what he calls, "The Myth of the Noble Scientist".
  • Scientific Elites and Scientific Illiterates
    http://www.phds.org/reading/elites.html
    Goodstein explores the paradox of how the United States can have the best scientists in the world while we have some of the worst scientific education in the industrial world. This conundrum is what Goodstein refers to as "The Paradox of the Scientific Elites and the Scientific Illiterates".
  • Scientific Misconduct
    http://www.aaup.org/publications/Academe/02JF/02jfgoo.htm
    Goodstein has acquired lots of experience in the area of research ethics and has found that serious misconduct is rare, but that doesn't mean that measures to protect science aren't needed. His observations are reported in this article in Academe.
  • Whatever Happened to Cold Fusion?
    http://www.its.caltech.edu/%7Edg/fusion_art.html
    Cold fusion is an area Goodstein refers to as the "pariah of the scientific field". He discusses this area that has virtually no communication with the respectable sciences.

C. K. Gunsalus

  • How to Blow the Whistle and Still Have a Career Afterwards
    http://www.indiana.edu/~poynter/see-ckg1.pdf
    Gunsalus, an attorney who has had years of experience dealing with a wide range of academic misconduct at the University of Illinois at Urbana-Champaign, shares her advice on reporting cases of misconduct. She discusses things to consider when deciding whether or not to report perceived misconduct, and what to do once the whistle has been blown.
  • Preventing the Need for Whistleblowing; Practical Advice for University Administrators
    http://www.indiana.edu/~poynter/see-ckg2.pdf
    Steps for handling misconduct cases once a formal complaint has been filed are usually in place in academic institutions. Guidelines and policies designed to create an ethical environment may not be so entrenched into the university culture. Gunsalus discusses things institutions can do to diminish and prevent the need for whistleblowing.

Integrity and Misconduct in Research
http://www.aau.edu/reports/CORIRpt.pdf
"Integrity and Misconduct in Research" is a report of the Commission on Research Integrity that is designed to help advance scientific integrity and efforts in dealing with reports of misconduct. The Commission was formed in 1993 by Congress in response to the misconduct controversies that surrounded the scientific community.

Integrity in Scientific Research (2002): Creating an Environment that Promotes Responsible Conduct
http://www.nap.edu/books/0309084792/html
This 151 page report was produced by the Committee on Assessing Integrity in Research Environments and was made possible by support from the Office of Research Integrity as a way to address accountability in research and ways researchers can perform their work with integrity. This document discusses the findings of the Committee.

Kennedy Institute of Ethics Journal
http://muse.jhu.edu/journals/kennedy_institute_of_ethics_journal/
The Kennedy Institute of Ethics Journal provides a diverse selection of viewpoints in the area of bioethics. Topics such as bioethics from a feminist perspective, euthanasia, genetics, organ transplantation and health care reform are merely a few of the areas discussed. Coverage of the Journal is from 1996 to the present.

Legal Aspects of Academic Dishonesty
http://campus.northpark.edu/esl/dishnst.html
Dennis Bricault consulted current literature, case law and surveyed 52 North Park University faculty in writing this article. He provides an overview of his findings about academic dishonest and its causes and discusses the legal issues affecting academic misconduct.

Macrina, F.L. 2000. Scientific Integrity - An Introductory Text with Cases (Second Edition) American Society for Microbiology Press, Washington, DC. (336 pp.)
**Copies are available in the University of Illinois at Urbana-Champaign Library. Check the online catalog (http://www.library.uiuc.edu/catalog/) for specific location and availability.

The Misuse of Statistics
http://ori.dhhs.gov/multimedia/acrobat/papers/gardenier.pdf
John Gardener, National Center for Health Statistics, Centers for Disease Control and Prevention, and David Resnick, Brody School of Medicine, East Carolina University, discuss the recent development of statistical ethics, why misuse of statistics in research happens, and the importance of correcting misuse of research statistics.

On Being a Scientist: Responsible Conduct in Research
http://bob.nap.edu/readingroom/books/obas
In the past, young scientists learned how to deal with ethical questions by observing how the senior scientists they were working with handled these situations. Things have gotten more complex and intertwined that supplemental materials and training were needed. The publication, On Being a Scientist was created in response to this need.

Penslar, R. 1995. Research Ethics: Cases and Materials. Indiana University Press, Bloomington.
**Copies are available in the University of Illinois at Urbana-Champaign Library. Check the online catalog (http://www.library.uiuc.edu/catalog/) for specific location and availability.

President of Quincy U. Resigns After Trustees Question Accuracy of His Resume (must be subscribed to The Chronicle of Higher Education to access)
http://chronicle.com/daily/2002/10/2002103003n.htm
Rev. Eugene R. Kole, president of Quincy University (Quincy, IL) resigned from his post on Monday, October 28, 2002 after the University's Board of Trustees discovered that educational experience listed on Kole's resume was inaccurate. This article from the October 30, 2002 edition of The Chronicle of Higher Education details the situation.

Professional Ethics, Day by Day
http://www.aaup.org/publications/Academe/02JF/02jfrow.htm
Wendy Wassyng Roworth, professor of art history and women's studies at the University of Rhode Island and chair of the AAUP's Committee on Professional Ethics discusses the Joseph Ellis case at Mount Holyoke College and the ethical responsibilities faculty members have to their campus, to their colleagues and to their students.

Professional Ethics Report
http://www.aaas.org/spp/sfrl/per/per.htm
This publication is the result of collaboration by the AAAS Scientific Freedom, Responsibility and Law Program, the Committee on Scientific Freedom and Responsibility and the Professional Society Ethics Group. E-mail alerts regarding new issues of the Professional Ethics Report can be sent via e-mail to "subscribers" of this service.

Professor at UC-San Diego Admits to Lying on Résumé, Steps Down as State's Poet Laureate (must be subscribed to The Chronicle of Higher Education to access)
http://chronicle.com/daily/2002/10/2002102103n.htm
Quincy Troupe, a professor of literature & creative writing at the University of California at San Diego, stepped down from his poet laureate post after a routine background check revealed that he falsified data on his resume. Troupe was California's first poet laureate and has held teaching positions at schools such as Columbia University, Ohio University and the University of California at Los Angeles. He has been a professor at the University of California-San Diego since 1991.

Research Ethics in the Headlines
http://mhlp.fmhi.usf.edu/Training/ethics/readings/headlines.htm
The Department of Mental Health Law and Policy at the Louis de la Parte Florida Mental Health Institute at the University of South Florida has developed a training program to teach behavioral health services researchers ethically responsible research. Part of their site includes a list of news articles from various sources that touch on research ethics issues.

Research Fraud Needn't Happen at All
http://www.apa.org/monitor/feb02/fraud.html
This article by Bridget Murray was published in the February 2002 issue of Monitor on Psychology. Murray discusses the prevalence or lack thereof of data fraud and the damage it causes to the profession each time allegations surface. She presents steps that can be taken to reduce misconduct in research.

Responsible Conduct of Research (RCR) Education

  • Preempting Discord--Prenuptial Agreements for Scientists
    http://ori.dhhs.gov/html/programs/preempting_discord.asp
    When scientists collaborate on projects, disputes may arise that often cause significant damage. Sometimes misunderstandings occur because the scientists fail to define their expectations of each other. This article address whether or not written agreements are needed to eliminate assumptions.
  • Silence is not Golden--Making Collaborations Work
    http://ori.dhhs.gov/html/programs/science_is_not_golden.asp
    This article discusses scientists, collaborative research projects and what happens when conflicts and disputes arise.

The Responsible Conduct of Research in the Health Sciences (1989)
http://stills.nap.edu/books/0309062373/html/
Does the research environment encourage scientific misconduct? This report examines issues of this nature, and proposed ways to encourage ethical standards without compromising the creativity of the scientists.

Responsible Science, Volume I (1992): Ensuring the Integrity of the Research Process
http://stills.nap.edu/books/0309047315/html/
A twenty-two member panel on Scientific Responsibility and the Conduct of Research was charged with addressing the following questions.

  1. What is the state of current knowledge about modern research practices that may affect integrity of research?
  2. What are the advantages and disadvantages of educational efforts to promote research integrity?
  3. What are appropriate rolls for private and public institutions in promoting responsible research practices?
The panel's findings are presented in this document.

Responsible Science, Volume II (1993): Ensuring the Integrity of the Research Process
http://lab.nap.edu/books/0309047889/html/
Six background papers plus selected institutional guidelines, reports, policies and procedures were used by the panel on Scientific Responsibility and the Conduct of Research to develop several chapters of Responsible Science, Volume I (http://stills.nap.edu/books/0309047315/html/). Those resources are available at this site.

The Role and Activities of Scientific Societies in Promoting Research Integrity
http://www.aaas.org/spp/sfrl/projects/report.pdf
In April 2000, the conference entitled "The Role and Activities of Scientific Societies in Promoting Research Integrity" was held in Washington D. C. to discuss the roles of scientific societies in promoting ethical conduct. This document is a summary of the conference proceedings along with the recommendations for future research and action needed for promoting research integrity.

Ryan Commission Report, Integrity and Misconduct in Research
http://www.faseb.org/opa/cri.html
The Commission on Research Integrity to the Secretary of Health and Human Services, The Committee on Commerce, and the Senate Committee on Labor and Human Resources presents this report that outlines its findings in the areas of research misconduct, education & standards for research integrity, responsible whistle blowing and investigations in research misconduct.

Science Magazine
http://www.sciencemag.org
Science Magazine often publishes articles dealing with research ethics and academic integrity in science. The archives contain articles going back to 1995, but any issues prior to October 1995 only contain table of contents information.

Science Teaching and the Fringes of Integrity
http://www1.umn.edu/ships/ethics/mott.htm
Mick Nott and Robin Smith, Centre for Science Education at Sheffield Hallam University in England, address the issue of teachers engaging in fraud. Nott and Smith examine how science instructors often encounter experiments "going wrong", and the authors discuss the responses they collected from science instructors faced with things "going wrong". An expanded version of this article appeared in the International Journal of Science Education.

Scientific Fraud and the Power Structure of Science
http://www.uow.edu.au/arts/sts/bmartin/pubs/92prom.html
Brian Martin, an associate professor in Science, Technology and Society at the University of Wollongong (Australia), has written this article that was originally published in the June 1992 (Vol. 10, No. 1) edition of Prometheus. Martin explores what criteria constitute scientific fraud and how very few cases involving dubious research practices are singled out and labeled to be scientific fraud. The results and possible benefits of focusing on a few violators are discussed.

Sensitizing Students to Research Fraud
http://www.lemoyne.edu/OTRP/otrpresources/otrp_sensitiz.html
At the 1990 American Psychological Association annual conference, attendees raised concern over the number of research fraud incidents in the behavioral and social sciences. They discovered that teaching materials to educate undergraduate students about research ethics did not exist at that time. The group also discussed the fact that some students do not realize what constitutes misconduct and some "little scientific misdemeanors" are even reinforced at the undergraduate level.

University Science Squads Ferret Out Fraud
http://www.the-scientist.com/yr2002/nov/prof_021111.html
In the past, approximately 30% of university investigations uncovered breeches in academic integrity. Recently, though, that number has jumped to 60%. Are universities getting better at uncovering research misconduct? This November 11, 2002 article from The Scientist examines how universities have improved their detection techniques and have altered systems for handling misconduct charges.

What Scientists Can Do To Fight The Frankenstein Myth
http://www.the-scientist.com/yr1998/mar/opin_980302.html
This opinion piece that appeared in The Scientist, by Mildred S. Dresselhaus, president of the American Association for the Advancement of Science and an Institute Professor at the Massachusetts Institute of Technology, suggests that scientists should use the current public scrutiny to help facilitate the move toward research integrity.

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Case Studies

The Case of John Roland Darsee
http://www.unmc.edu/ethics/data/darsee.htm
Darsee was considered to be a golden boy in the area of scientific research. After suspicions were raised that his abstracts contained no actual research, his career was detrimentally damaged. This case outlines details surrounding this situation and what happened after he admitted to falsifying data.

Cases on Research Ethics
http://rcr.ucsd.edu/tools/cases.htm
A list of cases plus instructions for how to use the cases is available at this site. This Cases on Research Ethics site is part of the RCR: The Online Resource for Instruction and Training in Research Ethics project at http://rcr.ucsd.edu/index.html.

Chowan Center for Ethics: Case Studies
http://www.chowan.edu/acadp/ethics/studies.htm
Faculty at Chowan College in Murfreesboro, North Carolina voted to establish the Chowan Center for Ethics in 1997. The Center's principle objective is "to heighten ethical awareness and 'moral imagination'" by encouraging discussion about today's ethical issues. Numerous resources can be found in sections like the Ethics and Community Resource Sites.

Clinical Research Workshop Program
http://ethics.ucsd.edu/workshops/CRW/cases/case6.htm
The Clinical Research Workshop Program site is a collaborative effort of the University of California San Diego (UCSD) and the University of California San Francisco (UCSF). Michael Kalichman, PhD UCSD and Susan Eastwood, ELS UCSF, developed this site to operate as a framework for the workshops which focus on practical and ethical research activities. Case studies are provided for each topic category.

Michael Kalichman has also been involved in the Ethics and Survival Skills Workshop. Cases from that program can be found at http://ethics.ucsd.edu/courses/survival/resources/misconduct.htm.

College Administration Publications: Case Studies
http://www.collegepubs.com/ref/CaseStudies.shtml
College Administration Publications was founded in 1973 and is a periodicals, monographs and seminar provider. Their publications focus on law and policy issues in higher education. The case studies provided at their site cover academic integrity, free speech, harassment and suicide prevention.

Ethical Dilemmas in the University: University of British Columbia (UBC)
http://www.cstudies.ubc.ca/facdev/services/newsletter/89/mar89-1.html
Academics at the University of British Columbia (Canada) began a series or workshops designed to address ethical dilemmas encountered at UBC. The cases presented at this site have been excerpted from The Teaching Professor (January 1989).

Ethics of Education
http://www.uvsc.edu/ethics/curriculum/education/
The Center for the Student of Ethics at Utah Valley State College (Orem, UT) developed this set of cases for their Ethics Across the Curriculum seminar. Topics addressed by the cases presented at this site include equipment usage, software sharing, fair grading policies and copying.

Ethics Updates: Ethics Case Studies
http://ethics.acusd.edu/resources/cases/HomeOverview.asp
Lawrence Hinman founded this site to be primarily used by ethics instructors and their students in 1994 and continues to edit and maintain it. Cases studies covering topics in business, family, academic and social ethics are provided in this section of the Ethics Updates site. A discussion forum for each case is coming soon.

Information Literacy Ethics Cases
http://www.ycp.edu/library/ifl/etext/etcases.htm
Kimberley Donnelly and Susan Campbell, professors at York College (PA), developed these cases for an Information Literacy 101 class. Each of the 12 case examples are designed to spark discussions about the ethical dilemmas posed in each case as well as possible solutions to the situation described.

Institute for Global Ethics
http://www.globalethics.org/dilemmas/default.tmpl
The mission of the Institute for Global Ethics is "to promote ethical behavior in individuals, institutions, and nations through research, public discourse, and practical action". Cases presented at this site come from real-life stories told by participants in their Ethical Fitness™ Seminars. Business, education and medical issues are some of the topics covered by the cases.

Markkula Center for Applied Ethics
http://www.scu.edu/ethics/practicing/focusareas/cases.cfm
The Markkula Center for Applied Ethics was founded in 1986 and has grown into one of the most active university applied ethics centers in the country. It is based at Santa Clara University, and was initially funded by an endowment by Linda and A. C. "Mike" Markkula Jr. Articles, cases, briefings and dialogue in all areas of applied ethics can be found at this online center.

Moral Reasoning in Scientific Research: Cases for Teaching and Assessment
http://www.indiana.edu/~poynter/mr.pdf
Materials found at this site were developed for the "Teaching Research Ethics: A Workshop at Indiana University (TRE)" program in December 1995. It is designed to help instructors formulate responses to ethical situations that arise in science. Information on how to use these materials, case studies, and judging responses to moral problems are just a few of the sections included in this document.

The Online Ethics Center for Engineering & Science
http://onlineethics.org
The Online Ethics Center is a great ethics resource for the sciences. It was established in the fall of 1995 under a grant from NSF, and its mission is to "provide engineers and scientists and science and engineering students with resources useful for understanding and addressing ethically significant problems that arise in their work life. Links to cases, essays, codes of ethics and reference materials are merely a few of the resources found at this site.

Kenneth Pimple's Home Page
http://php.indiana.edu/~pimple/
Kenneth Pimple is the director of the Teaching Research Ethics Programs at the Poynter Center. His home page has numerous ethics resources including papers and presentations on ethics, case studies, and letters on federal policy.

Selected RRP Case Studies & Materials
http://www.responsibility.research.umich.edu/casematerialsdir.html
The cases presented at this site have been adapted for the University of Michigan Research Responsibility Program (RRP). Responsibility in research, authorship issues, conflict of interest and data management are a few of the topics addressed by the cases.

SHiPS: Research Ethics
http://www1.umn.edu/ships/ethics/research.htm
SHiPS began in 1989 and is made up of a network of sciences teachers. They developed this online library for researchers to use as a resource to plan and learn more about the social sciences and about social science issues. The section on Research Ethics contains classroom and historical case studies, institutions & policies, periodicals and essays.

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Policies and Guidelines

American Association for the Advancement of Science (AAAS)
http://www.aaas.org/
AAAS was founded in 1848, and its mission includes the following 4 areas:

  1. Science and Policy
  2. International Programs
  3. Education and Human Resources
  4. Project 2061

American Physical Society Guidelines for Professional Conduct
http://web.mit.edu/afs/athena.mit.edu/course/2/2.95j/Codes-of-Ethics/APS-Code-of-Conduct.html
The guidelines outlined in this document are the "minimum standards" of ethical behavior relating to research results, publication & authorship practices, peer review and conflict of interest issues in the physics profession.

American Psychological Association (APA)

  • Ethical Principles of Psychologists and Code of Conduct
    http://www.apa.org/ethics/code.html
    The current version of the Code of Ethics was adopted by the American Psychological Association Council of Representatives in August 1992. It includes information about issues pertaining to privacy & confidentiality, therapy, publishing and more.
  • Ethical Principles of Psychologists and Code of Conduct--Draft
    http://anastasi.apa.org/draftethicscode/
    APA is currently in the process of updating their Code. This is a draft version of the update.

  • Guidelines for Ethical Conduct in the Care and Use of Animals
    http://www.apa.org/science/anguide.html
    This is a set of guidelines developed by APA to be used by psychologists working with animals. The document covers areas such as housing of animals, experimental procedures, and educational use of animals.

American Public Health Association (APHA): Public Health Code of Ethics
http://www.apha.org/codeofethics/ethics.htm
The ethical principles that appear in this APHA code of ethics highlight issues that are unique to the public health field.

American Society of Civil Engineers (ASCE)
ASCE was founded in 1852 and is one of the oldest national engineering societies.

American Society of Mechanical Engineers (ASME) International Ethics
http://www.asme.org/asme/policies/p15-7.html
ASME requires its members to adhere to the ethical standards addressed in this code.

American Statistical Association (ASA): Ethical Guidelines for Statistical Practice
http://www.amstat.org/profession/ethicalstatistics.html
ASA's Committee on Professional Ethics prepared these guidelines, and they were approved by their Board of Directors on August 7, 1999. This document contains two sections: the preamble and ethical guidelines.

Applied Research Ethics National Association (ARENA)
http://www.primr.org/arena.html
ARENA is a national membership organization that deals with biomedical and behavioral research issues such as scientific misconduct, ethical decision-making in health care, and the protection of human and animal subjects. The group was organized in 1986.

Association for Practical and Professional Ethics
http://php.ucs.indiana.edu/~appe/home.html
The Association for Practical and Professional Ethics was founded in 1991 with the support of Indiana University and a Lilly Endowment. Their mission is to "encourage interdisciplinary scholarship and teaching of high quality in practical and professional ethics by educators and practitioners." This site includes association information, association activities, association publications, and electronic networking opportunities.

Association of University Professors (AAUP): Statement on Professional Ethics
http://www.aaup.org/statements/Redbook/Rbethics.htm
The statement that appears at this site is a revised version that originally appeared in 1966. In 1987, the Association's Council adopted this current document that was endorsed at the Seventy-third Annual Meeting.

Center for Academic Integrity (CAI)
http://www.academicintegrity.org
The Center for Academic Integrity is affiliated with the Kenan Institute of Ethics at Duke University, and their mission is "to identify and affirm the values of academic integrity and to promote their achievement in practice".

Council on Undergraduate Research (CUR)
http://www.cur.org/conferences/responsibility/ResRespons.html
The mission of the CUR is to "support and promote high-quality undergraduate student-faculty collaborative research and scholarship". In June 2002, CUR held a major symposium on Research Responsibility and Undergraduates. Manuscripts, post-conference workshop summaries, and news on guidelines related to responsible research are merely a few of the resources posted at this site.

Creating a Code of Ethics for Your Organization
http://www.ethicsweb.ca/codes/
Chris MacDonald, PhD, Philosophy Department, St. Mary's University (Halifax, Canada) has put together this site with links to resources to assist individuals and groups in writing a code of ethics. He discusses why organizations and institutions should even have a code and provides guidance in writing one. He also provides links to essays on ethics, sample codes and contacts for ethics consultants.

Ethical Principles for College and University Teaching
http://www.aahebulletin.com/public/archive/Ethical%20Principles.asp
In May 1996, Canada's Society for Teaching and Learning in Higher Education (STLHE) began distributing a document entitled, "Ethical Principles for College and University Teaching" to its membership. The Society doesn't consider it to be the final word on the topic but "food for thought". This site has a document posted to spark discussions on this topic in the U. S.

Federal Policy on Research Misconduct
http://www.ostp.gov/html/001207_3.html
The Office of Science & Technology Policy has posted this site that includes information on issues such as requirements for findings of scientific misconduct, responsibilities of federal agencies and research institutions, guidelines for fair and timely procedures, and agency administrative actions.

Framework for Policies and Procedures to Deal with Research Fraud
http://www.aau.edu/reports/FrwkRschFraud.html
This Association of American Universities document grew out of the belief that universities should be held responsible for the actions of their faculty and staff, not research sponsors. As a result of this belief an interagency group got together to develop this "framework" in 1988. Areas such as "Definition of Research Fraud" and "Process for Handling Allegations of Research Fraud" are covered in this document.

Illinois Institute of Technology Codes of Ethics Online
http://www.iit.edu/departments/csep/PublicWWW/codes/
Illinois Institute of Technology's Center for the Study of Ethics in the Professions developed this online collection of over 850 codes of ethics. They were given a grant from NSF in 1996 to put their collection of codes on the Web, and it has grown out of the Center's Library of codes that resides in their vertical file. In addition to the codes, resources for authoring a code, case studies and other information can be found at this site.

National Society of Professional Engineers (NSPE): Ethics in Employment Task Force Report
http://www.nspe.org/ethics/eh1-report.asp
NSPE believes that engineers have an obligation to make known ethical concerns in the workplace. This document lists conditions that need to exist in order for there to be a healthy work environment. Issues such as solving ethical dilemmas, reporting concerns & violations and questions to ask before taking action are some of the areas covered in this document.

Office of Human Research Protections (OHRP)
http://ohrp.osophs.dhhs.gov/
This OHRP site, part of the U.S. Department of Health and Human Services, provides links to Institutional Review Board (IRB) registration and filing information, policy guidelines, compliance oversights, educational materials and upcoming workshop events.

Office of Research Integrity (ORI)
http://ori.dhhs.gov
The goal of ORI is to "promote integrity in biomedical and behavioral research supported by the Public Health Service (PHS)". This site has links to resources like breaking news stories, tips for handling misconduct, publications, and policies/regulations/statutes.

Scientific Freedom, Responsibility & Law
http://www.aaas.org/spp/sfrl/
An AAAS Directorate for Science & Policy that focuses on the ethical, legal and social issues associated with the conduct of research and with the advances in science and technology. Information and links to projects & activities, publications, and access to the PER newsletter (http://www.aaas.org/spp/sfrl/per/per.htm) can be found at this site.

University of California, San Diego: Office of Graduate Studies and Research
The Office of Graduate Studies and Research at the University of California, San Diego (UCSD) has posted policies that are applicable to those doing research.

University of Illinois Handbook for Good Ethical Practice for Faculty and Staff: 2nd ed.
http://ethics.uillinois.edu
"The handbook contains references and resources to provide a framework for proper conduct and to assist employees in making sound judgments that not only further the interests of the university but also treat all members of our community fairly and respectfully."

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Resources & Centers

Academic Integrity in the Classroom: A Selected List of Resources for the University of Michigan
http://www.lib.umich.edu/acadintegrity/index.htm
Even though the title suggests the resources found at this site are specifically for those at the University of Michigan, there are numerous resources that are applicable to students and instructors at any institution.

Centre for Applied Ethics
http://www.ethics.ubc.ca
The Centre for Applied Ethics was created in 1993 by the University of British Columbia's Board of Governors as an interdisciplinary research center. Their goal is to advance research in the area of applied ethics, and their site includes resources in areas such as health care, business, animal welfare & use, and the media.

Chowan College Center for Ethics
http://www.chowan.edu/acadp/ethics/
Faculty at Chowan College in Murfreesboro, North Carolina voted to establish the Chowan Center for Ethics in 1997. The Center's principle objective is "to heighten ethical awareness and 'moral imagination'" by encouraging discussion about today's ethical issues. Numerous resources can be found such as links to ethics and community resource sites and ethics across the curriculum resources.

ELSI Project: Ethical, Legal and Social Issues in Science
http://www.lbl.gov/Education/ELSI/ELSI.html
The ELSI Project was developed by the Lawrence Berkeley National Laboratory (LBNL) as a way to explore ethical issues that surround research occurring at LBNL and other national labs.

Ethics and Science: Washington University, St. Louis
http://www.library.wustl.edu/subjects/generalsci/ethics.html
The Washington University Library has developed a site with numerous ethical resources available on the Web. Ethics information covering all areas and disciplines are provided.

Ethics in Science
http://www.chem.vt.edu/ethics/ethics.html
Science ethics resources and science ethics essays are the two types of materials found at this site. Ethics in Science is no longer updated on a regular basis, but it still contains germane materials.

Ethics in Science: Annotated Bibliography, Towson University
http://www.towson.edu/users/sweeting/ethics/ethicbib.htm
Dr. Linda Sweeting, Department of Chemistry at Towson University, created this annotated bibliography for the advanced writing course "Professional Ethics for Scientists". It is organized by topic areas such as Internet, course topics, novels and writing tips.

Ethics on the World Wide Web
http://commfaculty.fullerton.edu/lester/ethics/ethics_list.html
The School of Communications at California State University developed this ethics site that contains information on associations, codes, and topic areas such as science, business and medicine.

Ethics Updates Home Page: Moral Theory; Relativism; Pluralism; Religion; Egoism; Utilitarianism; Deontology; Duty; Human Right
http://ethics.acusd.edu
Lawrence Hinman founded this site to be primarily used by ethics instructors and their students in 1994 and continues to edit and maintain it. Resources on ethical theory, applied ethics and additional resources such as case discussions and ethical forums can be located at this site. If you want to learn more about ethics jargon, check out the Ethics Glossary at http://ethics.acusd.edu/Glossary.html.

Good Laboratory Practices Online
http://www.glpguru.com/links.shtml
This site, created by Dr. Paul Lepore, a pharmaceutical industry consultant who retired and no longer updates this site, but relevant materials, such as links, online documents and article archives can still be accessed.

Institute for the Study of Applied and Professional Ethics
http://www.dartmouth.edu/artsci/ethics-inst/Othersites.html
An interest in ethics at Dartmouth College began as a grass-roots initiative by the faculty. This site provides a list of various ethics resources available on the Web.

Integrity in Science A CSPI Project
http://www.cspinet.org/integrity/index.html
Virginia Ashby Sharpe, Ph.D., a bioethicist who has focused her career on ethical issues in health care and the environment, directs this project of the Center for Science in the Public Interest (http://www.cspinet.org/index.html). This projected stemmed from the growing number of partnerships between science and industry and the ethical issues that result from such partnerships.

Internet Resources Research Ethics
http://bubl.ac.uk/link/r/researchethics.htm
BUBL Link is a mega "catalog" of Internet resources covering various academic subject areas. An extensive section on research ethics has been compiled at this site.

The Kenan Institute for Ethics
http://kenan.ethics.duke.edu/links9.asp
The Kenan Institute for Ethics at Duke University was started in 1995 with a 5 year grant from the William R. Kenan Jr. Fund for Ethics. Frank Kenan was concerned about the growing lack of ethics in public affairs and business, and developed this and other ethics programs in North Carolina in response to that concern. The Links section of this site has numerous resources covering areas such as ethics associations & centers, journals & Web sites, business & professional ethics and research ethics.

Markkula Center for Applied Ethics
http://www.scu.edu/ethics/
The Markkula Center for Applied Ethics was founded in 1986 and has grown into one of the most active university applied ethics centers in the country. It is based at Santa Clara University, and was initially funded by an endowment by Linda and A. C. "Mike" Markkula Jr. Articles, cases, briefings and dialogue in all areas of applied ethics can be found at this online center.

North Carolina State University Research Ethics Modules
http://www.fis.ncsu.edu/Grad/ethics/modules/index.htm
North Carolina State faculty experts were instrumental in the development of the 10 ethics modules presented at this site. Each module covers a specific topic in the area of research ethics, such as authorship, animal & human subjects, research misconduct and intellectual property.

The Online Ethics Center for Engineering & Science
http://onlineethics.org
The Online Ethics Center is a great ethics resource for the sciences. It was established in the fall of 1995 under a grant from NSF, and its mission is to "provide engineers and scientists and science and engineering students with resources useful for understanding and addressing ethically significant problems that arise in their work life". Links to cases, essays, codes of ethics and reference materials are merely a few of the resources found at this site.

On-Line Science Ethics Resources
http://www.chem.vt.edu/ethics/vinny/ethxonline.html
Brian Tissue, Department of Chemistry at Virginia Polytechnic Institute, maintains the resources available at this site. Resources include links to Web sites, science ethics centers, and online codes of conduct, guidelines for authors and more.

Open Directory - Science in Society Research Ethics
http://dmoz.org/Science/Science_in_Society/Research_Ethics/
The Open Directory Project claims to be the "largest, most comprehensive human-edited directory of the Web". Resources included in their Research Ethics section include general research ethics materials, bioethics resources and guidelines to codes & publications. Related links for information on subjects like issues in science and technology can be found in their "see also" section.

Philosophical Foundations of Scientific Ethics
http://www.physics.emich.edu/mthomsen/resn1.htm
David Resnick, Department of Philosophy at the University of Wyoming presented this paper at the Ethical Issues in Physics Workshop. Resnick discusses the concepts of scientific ethics and suggests that internal concerns and the norms of society guide scientific ethics.

Other articles on scientific ethics presented at the Ethical Issues in Physics Workshop can be found at http://www.physics.emich.edu/mthomsen/ethtaboc.htm.

Kenneth Pimple, PhD-Poynter Center

  • Home Page
    http://php.indiana.edu/~pimple/
    Kenneth Pimple is the director of the Teaching Research Ethics Programs at the Poynter Center. His home page has numerous ethics resources including papers and presentations on ethics, case studies, and letters on federal policy.
  • Responsible Conduct of Research (RCR) Training
    http://php.indiana.edu/~pimple/rcr-training.html
    This is another site created by Kenneth Pimple. It provides links to training materials in responsible conduct of research and human subjects protections. Some resource examples include directories, online training resources, and other ethics projects.
  • Using Short Writing Assignments in Teaching Research Ethics
    http://www.indiana.edu/~poynter/tre-wrtg.html
    Kenneth Pimple developed four short writing assignments using free writing, the non-quiz, the one-minute paper, and logbooks. These assignments are designed to help students think more deeply about ethical issues.
  • Using Small Group Assignments in Teaching Research Ethics
    http://www.indiana.edu/~poynter/tre-grps.html
    Students may be too intimidated to discuss ethical issues in front of a large group or class. Small group assignments may help break the ice and lead to moving to a larger group discussion on ethics. Kenneth Pimple has developed different assignments that can be used to facilitate ethical discussion in the classroom.
Poynter Center
http://www.indiana.edu/~poynter/
In 1972, this endowed ethics center was established with funding assistance from Nelson Poynter. The Center's Web site includes links to their major projects, like the Teaching Research Ethics workshop, publications and other ethics resources.
  • Teaching Research Ethics Conference: A Workshop at Indiana University
    http://poynter.indiana.edu/tre.html
    One of the major projects that the Poynter Center is involved in is the Teaching Research Ethics Conference. This workshop is designed to teach ethics to scientists who are involved in training graduate students in this area. Supplemental materials to this workshop are linked on this page.

Research Ethics for Scientists
http://www.phil.uga.edu/faculty/wolf/sci.htm
Clark Wolf, Department of Philosophy at the University of Georgia, originally prepared this site for the 1997 Southeastern Association for Research in Astronomy (SARA) summer Research Experiences for Undergraduates (REU) program. Wolf includes resources on research ethics, responsible conduct and cases for consideration.

Responsible Conduct of Research (RCR) Education: RCR Instructional Resources
http://ori.hhs.gov/html/programs/instructresource.asp
This site is designed to be a resource to help institutions develop their own RCR program and to facilitate the sharing of resources among institutions. Some of the resources currently available at this site include comprehensive RCR resources, mentor/trainee responsibilities materials, human and animal subjects links and research misconduct information.

Responsible Conduct of Research (RCR) Online: The Online Resource for Instruction and Training in Research Ethics
http://rcr.ucsd.edu
The purpose of this site is to assist instructors of responsible conduct of research. This site, which is currently being expanded, is designed to provide:

  1. a focus for the community of people interested in promoting RCR.
  2. a step-by-step approach to developing a program for instruction in the responsible conduct of research (RCR).
Resources available at this site include goals for teaching RCR, formats for teaching RCR, case studies and other materials.

SHiPS Research Ethics
http://www1.umn.edu/ships/ethics/research.htm
SHiPS began in 1989 and is made up of a network of science teachers. They developed this online library for researchers to use as a resource to plan and learn more about the social sciences and about social science issues. The section on Research Ethics contains classroom and historical case studies, institutions & policies, periodicals and essays.

Teaching Chemical Research Ethics
http://www.lib.duke.edu/chem/ethics/
The Duke University Chemistry Library has designed this site primarily for the university professor or lab manager who wants to incorporate research ethics into their curriculum. All the resources on this site have been developed to be applicable to undergraduate and graduate students. Case studies, journals, core texts, and encyclopedias are just a few of the types of resources available at this site.

Teaching Ethics for Research, Scholarship & Practice
http://www.research.umn.edu/ethics/
The Office of the Vice President for Research and the Dean of the Graduate School at the University of Minnesota have developed this site to be a resource for faculty who are integrating research ethics into their curriculum. It is also designed to "foster increased awareness of ethical issues". Types of materials included at this site are course development resources, instructional materials and outside links.

Walter W. Stewart's Site on Scientific Misconduct
http://home.t-online.de/home/Bernhard.Hiller/wstewart/main.html
Walter W. Stewart and Ned Feder have a long-standing interest in scientific misconduct. Links to cases of misconduct, whistleblowers, and articles on misconduct can be found at this site.

Wharton Ethics Program
http://ethics.wharton.upenn.edu/Home.htm
The goal of this program is to "produce outstanding research on ethical issues confronting business managers and firms; to study the effectiveness of management strategies for creating an ethical environment within firms; to study the impact of public policy on ethical behaviors in business and to critically consider the content, role, and effectiveness of ethics education". A ticker tape bar runs across this site with the latest news articles that have an ethics slant to them. The Research section of the site has links to Web sites dealing with ethics.

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